Securities and Exchange Commission (SEC)

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The Securities and Exchange Commission (SEC) is a regulatory agency in the United States responsible for overseeing and enforcing federal securities laws. Established in 1934 in response to the stock market crash of 1929, the SEC’s primary mission is to protect investors, maintain fair and efficient markets, and facilitate capital formation. The SEC regulates securities offerings, securities exchanges, and other market participants, ensuring transparency and integrity in the financial markets. Companies issuing securities to the public are required to disclose relevant financial information, and the SEC plays a crucial role in enforcing compliance with these disclosure requirements.

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